About
Allen & Thomas, LLP is a comprehensive business law firm with offices located in New York, California, Connecticut, and New Jersey. Our expertise spans various fields including securities regulation, fund creation, private placement transactions, private equity investment strategies, mergers and acquisitions (M&A), corporate governance issues, intellectual property rights protection, capital market operations as well as compliance for regulated financial professionals. We also focus on broker-dealer regulatory matters such as SEC defense and FINRA arbitration while providing thorough due diligence services and risk assessment audits to our clients.
Practice Areas
- corporate law
- securities law
- fund formation
- private equity
- business formation
- capital raises
- employment/labor
- capital markets
- m&a
- risk management
- due diligence
- private placements
- general business law matters
- corporate securities
- regulated financial professionals
- corporate finance
- risk audits
- general counsel
- finra arbitration
- sec defense