Sichenzia Ross Ference Carmel LLP

Sichenzia Ross Ference Carmel LLP (SRFC) stands out as a comprehensive law firm, acclaimed nationally for its expertise in corporate law, securities matters, and litigation. Our seasoned legal team offers tailored representation across all facets of the securities industry. Beyond routine commercial issues, our distinguished litigation and regulatory division excels in safeguarding broker-dealers, registered individuals, corporations—both public and private—and clients during investigations and enforcement actions initiated by regulatory authorities like the SEC and FINRA. We also navigate litigations such as class action suits or shareholder derivative cases relating to allegations of fraud or other violations within the securities sector. Additionally, SRFC is developing a robust expungement practice aimed at assisting registered individuals in removing unfounded negative customer complaints from their records. Complementing our well-established reputation in securities law are diverse specializations that include complex commercial litigation covering various disputes—from partnership disagreements to breach of contract issues—as well as tax advisory services alongside sophisticated estate planning tailored for affluent clients through our trusts and estates group.