About
Founded 2018
At Warren Law Group, we partner with pioneering thinkers in a fast-paced industry where constant innovation is essential for success. Our clients’ dynamic ideas and bold strategies should thrive without the burden of overly stringent regulations. We are dedicated advocates who develop imaginative solutions and deliver exceptional outcomes for our clientele. Renowned for our expertise in FINRA REGULATORY COMPLIANCE & SECURITIES LITIGATION, we support broker-dealers, investment advisers, and registered representatives through various regulatory challenges including examinations, inquiries, investigations, and litigation issues. Our firm represents financial professionals before agencies like the SEC and FINRA as well as in arbitrations with platforms such as JAMS or AAA. With comprehensive knowledge of the securities sector's regulatory landscape—which you can explore further at www.warren.law—we routinely defend clients in FINRA arbitration cases while also assisting claimants amidst employment conflicts.
Additionally specializing in PARTNERSHIP AND SHAREHOLDER LITIGATION allows us to represent closely held enterprises alongside entrepreneurs and affluent investors embroiled in multifaceted commercial disputes. Our attorneys excel at resolving these conflicts through discussions or legal proceedings within both federal and state courts; we're ready to tackle complex business dispute challenges head-on while crafting innovative solutions that empower our clients to maintain profitability without succumbing to the fears often associated with protracted disputes.
Warren Law also extends its services into White Collar Defense & Litigation alongside Corporate Securities Litigation.