Daniel Rothberg

Dan Rothberg, with a distinguished academic background from the University of Manitoba, the University of British Columbia, and Harvard University, has built a reputable career in the legal industry since his call to the bar in 1994. Based in Toronto, Dan specializes in a range of sectors including business and corporate services, capital markets and securities, and offers a unique Start-up Suite for emerging businesses.

Throughout his career, Dan has represented a diverse clientele, from privately held ventures to publicly traded conglomerates, navigating complex legal landscapes in corporate finance, mergers and acquisitions (M&A), and general corporate law. His expertise spans multiple industries such as mining, financial services, clean technology, and more, making him a versatile figure in legal circles.

Dan's proficiency in public company transactions is notable, with significant experience in initial public offerings, reverse take-overs, and private placement transactions. His work has been instrumental for companies aiming to make their mark on the TSX Venture Exchange or the Canadian Securities Exchange.

For start-ups and mature businesses alike, Dan has been a go-to legal advisor, providing strategic counsel on financing transactions, restructurings, and M&A activities. His role extends beyond national boundaries, serving as a key contact for the Geneva Group International (GGI) network, which allows him to facilitate cross-border transactions and support foreign companies entering the Canadian market.

Before his tenure at Devry Smith Frank LLP, Dan's expertise was honed at both mid-sized and large national law firms, where he emerged as a leader in business law. His active involvement with the Canadian Venture Capital Association and his past role as Director of the Association for Corporate Growth underline his commitment to the business community.

Beyond the confines of his legal practice, Dan enjoys strumming the guitar, playing golf, and traveling with his family, reflecting a balanced approach to life and work.