Douglas McLeod

private entities, which often includes handling proxy battles and oppression remedy claims.

His adeptness in navigating regulatory landscapes is commendable, having offered counsel in numerous investigations and enforcement actions initiated by Canada's primary securities regulators. Notably, Doug's trial acumen is robust, having spearheaded a multitude of trials, arbitrations, and class actions as either lead or co-lead counsel. His involvement in regulatory probes and enforcement by every significant Canadian securities regulator underscores his comprehensive expertise in the field.

Doug's journey includes a pivotal secondment with a global banking client’s legal department, enriching his regulatory compliance insights, especially concerning a major regulatory investigation. This, coupled with his earlier tenure at a prominent Canadian investment brokerage, has furnished Doug with a deep understanding of the securities industry from multiple vantage points.

Among the notable cases he's tackled are defense roles in OSC enforcement proceedings against directors of mining companies for disclosure misrepresentations, Canadian banks for mutual fund marketing practices, and international accounting firms for auditing standards contraventions. Additionally, his litigation prowess has seen him act in defense of an international insurance company in a significant class action and an Ontario issuer in a high-stakes trial regarding breaches of director and officer duties.

Doug's contributions extend beyond the courtroom. He has been recognized in reputable legal directories for his litigation expertise, particularly in securities, where clients praise his strategic acumen and commitment to their commercial goals. His involvement in professional circles, including a term on the Securities Proceedings Advisory Committee, underscores his commitment to shaping the securities litigation landscape in Canada.

His publications and speaking engagements reflect his thought leadership in securities law, offering insights into regulatory developments and their implications for the industry. Doug's educational background, with a JD from the University of British Columbia, complements his practical experience, making him a distinguished figure in Canadian legal circles, especially in securities litigation and regulatory compliance.